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Universality class

Collection of models with the same renormalization group flow limit


Collection of models with the same renormalization group flow limit

In statistical mechanics, a universality class is a set of mathematical models which share a scale-invariant limit under renormalization group flow. While the models within a class may differ at finite scales, their behavior become increasingly similar as the limit scale is approached. In particular, asymptotic phenomena such as critical exponents are the same for all models in the class.

Well-studied examples include the universality classes of the Ising model or the percolation theory at their respective phase transition points; these are both families of classes, one for each lattice dimension. Typically, a family of universality classes has a lower and upper critical dimension: below the lower critical dimension, the universality class becomes degenerate (this dimension is 2 for the Ising model, or for directed percolation, but 1 for undirected percolation), and above the upper critical dimension the critical exponents stabilize and can be calculated by an analog of mean-field theory (this dimension is 4 for Ising or for directed percolation, and 6 for undirected percolation).

Definition of critical exponents

Critical exponents characterize the variation of certain physical properties of the system as the control parameter approaches the critical point. For temperature-driven transitions, one usually defines the reduced temperature \tau = (T-T_c)/T_c, and for small |\tau| various observables follow power laws of \tau:

  • The exponent \alpha is the exponent relating the specific heat C to the reduced temperature: we have C = \tau^{-\alpha}. The specific heat will usually be singular at the critical point, but the minus sign in the definition of \alpha allows it to remain positive.
  • The exponent \beta relates the order parameter \Psi to the temperature. Unlike most critical exponents, it is assumed to be positive, since the order parameter will usually be zero at the critical point. So we have \Psi = |\tau|^{\beta}.
  • The exponent \gamma relates the temperature with the system's response to an external driving force, or source field. We have d\Psi/dJ = \tau^{-\gamma}, with J the driving force.
  • The exponent \delta relates the order parameter to the source field at the critical temperature, where this relationship becomes nonlinear. We have J = \Psi^\delta (hence \Psi = J^{1/\delta}), with the same meanings as before.
  • The exponent \nu relates the size of correlations (i.e. patches of the ordered phase) to the temperature; away from the critical point these are characterized by a correlation length \xi. We have \xi = \tau^{-\nu}.
  • The exponent \eta measures the size of correlations at the critical temperature. It is defined so that the correlation function of the order parameter scales as r^{-d+2-\eta}.
  • The exponent \sigma, used in percolation theory, measures the size of the largest clusters (roughly, the largest ordered blocks) at 'temperatures' (connection probabilities) below the critical point. So s_{\max} \sim (p_c - p)^{-1/\sigma}.
  • The exponent \tau, also from percolation theory, measures the number of size s clusters far from s_{\max} (or the number of clusters at criticality): n_s \sim s^{-\tau} f(s/s_{\max}), with the f factor removed at critical probability.

The critical exponents are independent of microscopic details of the model, but depend on dimensionality, symmetry, and range of interactions (i.e., only depend on the universality class). In rare cases, the critical exponents governing the behaviors below and above the critical point are not the same.

List of critical exponents

For symmetries, the group listed gives the symmetry of the order parameter. The group \mathrm{S}_n is the n-element symmetric group, O(n) is the orthogonal group in n dimensions, \mathbb{Z}_2 is the cyclic group of order 2 (parity, or Ising symmetry), and 1 is the trivial group. Mean-field theory result is indicated with (MF).

ClassDimensionSymmetry\alpha\beta\gamma\delta\nu\eta
3-state Potts2\mathrm{S}_314
Ashkin–Teller (4-state Potts)2\mathrm{S}
Ordinary percolation11101\infty11
21−Ordinary percolation --
31−0.625(3)0.4181(8)1.793(3)5.29(6)0.87619(12)0.46(8) or 0.59(9)Ordinary percolation --
41−0.756(40)0.657(9)1.422(16)3.9 or 3.198(6)0.689(10)−0.0944(28)Ordinary percolation --
51≈ −0.850.830(10)1.185(5)3.00.569(5)−0.075(20) or −0.0565Ordinary percolation --
6 (MF)1−11120Ordinary percolation --
Directed percolation110.159464(6)0.276486(8)2.277730(5)0.159464(6)1.096854(4)0.313686(8)
210.4510.536(3)1.600.4510.733(8)0.230Directed percolation --
310.730.813(9)1.250.730.584(5)0.12Directed percolation --
4 (MF)111110Directed percolation --
Conserved directed percolation (Manna, or "local linear interface")110.28(1)0.14(1)last1=Fajardofirst1=Juan A. B.title=Universality in Self-Organized Criticalitydate=2008location=Granadaurl=http://hera.ugr.es/tesisugr/17706312.pdf}}0.34(2)
210.64(1)1.59(3)0.50(5)1.29(8)0.29(5)Conserved directed percolation --
310.84(2)1.23(4)0.90(3)1.12(8)0.16(5)Conserved directed percolation --
4 (MF)111110Conserved directed percolation --
Protected percolationlast1=Fayfarfirst1=Seanlast2=Bretañafirst2=Alexlast3=Montfrooijfirst3=Wouterdate=2021-01-15title=Protected percolation: a new universality class pertaining to heavily-doped quantum critical systemsjournal=Journal of Physics Communicationsvolume=5issue=1page=015008doi=10.1088/2399-6528/abd8e9arxiv=2008.08258bibcode=2021JPhCo...5a5008Fissn=2399-6528doi-access=free}}15/4186/41
310.28871(15)1.3066(19)
Ising2\mathbb{Z}_20151
3\mathbb{Z}_20.11008708(35)0.32641871(75)1.23707551(26)4.78984254(27)0.62997097(12)0.036297612(48)
4 (MF)\mathbb{Z}_20130
XY2Berezinskii-Kosterlitz-Thouless universality class
last1=Chesterfirst1=Shai M.last2=Landryfirst2=Walterlast3=Liufirst3=Junyulast4=Polandfirst4=Davidlast5=Simmons-Duffinfirst5=Davidlast6=Sufirst6=Ninglast7=Vichifirst7=Alessandrodate=2020title=Carving out OPE space and precise O(2) model critical exponentsjournal=J. High Energy Phys.volume=2020issue=6pages=1–52article-number=142doi=10.1007/JHEP06(2020)142arxiv=1912.03324bibcode=2020JHEP...06..142C }}O(2)−0.01526(30)0.34869(7)1.3179(2)4.77937(25)0.67175(10)0.038176(44)
4 (MF)O(2)0130
Heisenberglast1=Campostrinifirst1=Massimolast2=Hasenbuschfirst2=Martinlast3=Pelissettofirst3=Andrealast4=Rossifirst4=Paololast5=Vicarifirst5=Ettoredate=2002title=Critical exponents and equation of state of the three-dimensional Heisenberg universality classjournal=Phys. Rev. Bvolume=65issue=14article-number=144520doi=10.1103/PhysRevB.65.144520arxiv=cond-mat/0110336bibcode=2002PhRvB..65n4520C }}O(3)−0.1336⁢(15)0.3689⁢(3)1.3960⁢(9)4.783⁢(3)0.7112⁢(5)0.0375⁢(5)
4 (MF)O(3)0130
Self-avoiding walk11101\infty11
21Self-avoiding walk --
310.2372090(12)0.3029190(8)title=Scale-free Monte Carlo method for calculating the critical exponent γ of self-avoiding walksfirst1=Nathanlast1=Clisbyjournal=J. Phys. A: Math. Theor.date=2017volume=50issue=26page=264003doi=10.1088/1751-8121/aa7231arxiv=1701.08415bibcode=2017JPhA...50z4003C }}4.819348(15)title=High-precision estimate of the hydrodynamic radius for self-avoiding walksfirst1=Nathanlast1=Clisbyfirst2=Burkhardlast2=Dünwegjournal=Phys. Rev. Edate=2016volume=94issue=5article-number=052102doi=10.1103/PhysRevE.94.052102pmid=27967042arxiv=2001.03138bibcode=2016PhRvE..94e2102C }}0.0310434(21)Self-avoiding walk --
4 (MF)10130Self-avoiding walk --

Ising model

This section lists the critical exponents of the ferromagnetic transition in the Ising model. In statistical physics, the Ising model is the simplest system exhibiting a continuous phase transition with a scalar order parameter and \mathbb{Z}_2 symmetry. The critical exponents of the transition are universal values and characterize the singular properties of physical quantities. The ferromagnetic transition of the Ising model establishes an important universality class, which contains a variety of phase transitions as different as ferromagnetism close to the Curie point and critical opalescence of liquid near its critical point.

general expression
α
β
γ
δ
η
ν
ω

From the quantum field theory point of view, the critical exponents can be expressed in terms of scaling dimensions of the local operators \sigma,\epsilon,\epsilon' of the conformal field theory describing the phase transition (In the Ginzburg–Landau description, these are the operators normally called \phi,\phi^2,\phi^4.) These expressions are given in the last column of the above table, and were used to calculate the values of the critical exponents using the operator dimensions values from the following table:

d=2d=3d=4
\Delta_\sigma1/8title=Bootstrapping the 3d Ising stress tensorfirst1=Cyuan-Hanlast1=Changfirst2=Vasiliylast2=Dommesfirst3=Rajeevlast3=Erramillifirst4=Alexandrelast4=Homrichfirst5=Petrlast5=Kravchukfirst6=Aikelast6=Liufirst7=Matthewlast7=Mitchellfirst8=Davidlast8=Polandfirst9=Davidlast9=Simmons-Duffinjournal=Journal of High Energy Physicsdate=2025issue=3article-number=136doi=10.1007/JHEP03(2025)136arxiv=2411.15300bibcode=2025JHEP...03..136C }}
\Delta_\epsilon11.41262528(29)
\Delta_{\epsilon'}4last1=Komargodskifirst1=Zoharlast2=Simmons-Duffinfirst2=Daviddate=14 March 2016title=The Random-Bond Ising Model in 2.01 and 3 Dimensionsarxiv=1603.04444doi=10.1088/1751-8121/aa6087volume=50issue=15journal=Journal of Physics A: Mathematical and Theoreticalpage=154001bibcode=2017JPhA...50o4001Ks2cid=34925106 }}

In d=2, the two-dimensional critical Ising model's critical exponents can be computed exactly using the minimal model M_{3,4}. In d=4, it is the free massless scalar theory (also referred to as mean field theory). These two theories are exactly solved, and the exact solutions give values reported in the table.

The d=3 theory is not yet exactly solved. The most accurate results come from the conformal bootstrap.{{cite web | author-link = Leo Kadanoff | access-date = July 18, 2015 | archive-url = https://web.archive.org/web/20150722062827/http://www.condmatjournalclub.org/?p=2384 | archive-date = July 22, 2015 | url-status = usurped

Berezinskii-Kosterlitz-Thouless universality class

The phase transition present in the two-dimensional XY model and superconductors is governed by a distinct universality class, the Berezinskii–Kosterlitz–Thouless transition. The disordered phase (high-temperature phase) contains free vortices, while the ordered phase (low-temperature phase) contains bound vortices. At the phase transition, the free energy and all its derivatives are continuous, hence it is an infinite-order transition in the Ehrenfest classification.

The thermodynamic quantities do not show power-law singularities, as they do in second-order phase transitions. Instead, above the critical point (T T_c), the correlation length scales as \xi \sim \exp(b |T-T_c|^{-\nu}), where b is a constant and \nu = 1/2. Susceptibility is then \chi \sim \xi^{2-\eta(T)}, where \eta(T) depends on the temperature (and \eta(T_c)=1/4). Specific heat is finite at T_c. The two-point correlation function scales as G(r) \sim r^{-\eta(T)} for T, while it behaves as G(r) \sim \exp(-r/\xi) for TT_c.

Growth phenomena

In epitaxial growth,{{cite book|first1=A.-L. |last1=Barbási |first2=H.E.|last2=Stanley|title=Fractal Concepts in Surface Growth

classdimensionality\alpha\betaz
Edwards-Wilkinson (EW)d\frac{2-d}{2}\frac{2-d}{4}2
Kardar-Parisi-Zhang (KPZ){{cite journaltitle=Kardar-Parisi-Zhang universality class in (d+1)-dimensionslast1=Oliveirajournal=Phys. Rev. Edate=2022volume=106issue=6article-number=L062103doi=10.1103/PhysRevE.106.L062103pmid=36671175arxiv=2212.03847bibcode=2022PhRvE.106f2103O }}1\frac{1}{2}\frac{1}{3}
20.390(3)0.242(2)1.610(3)
30.314(6)0.186(4)1.686(6)
Mullins-Herring (MH)d\frac{4-d}{2}\frac{4-d}{8}4
Molecular-beam epitaxy (MBE)d\frac{4-d}{3}\frac{4-d}{8+d}\frac{8+d}{3}

References

References

  1. (2008). "Universality in Self-Organized Criticality".
  2. (2021-01-15). "Protected percolation: a new universality class pertaining to heavily-doped quantum critical systems". Journal of Physics Communications.
  3. (2020). "Carving out OPE space and precise O(2) model critical exponents". J. High Energy Phys..
  4. (2002). "Critical exponents and equation of state of the three-dimensional Heisenberg universality class". Phys. Rev. B.
  5. (2017). "Scale-free Monte Carlo method for calculating the critical exponent γ of self-avoiding walks". J. Phys. A: Math. Theor..
  6. (2016). "High-precision estimate of the hydrodynamic radius for self-avoiding walks". Phys. Rev. E.
  7. Cardy, John. (1996). "Scaling and Renormalization in Statistical Physics". Cambridge University Press.
  8. (2025). "Bootstrapping the 3d Ising stress tensor". Journal of High Energy Physics.
  9. (14 March 2016). "The Random-Bond Ising Model in 2.01 and 3 Dimensions". Journal of Physics A: Mathematical and Theoretical.
  10. Reehorst, Marten. (2022-09-21). "Rigorous bounds on irrelevant operators in the 3d Ising model CFT". Journal of High Energy Physics.
  11. (14 March 2016). "Precision Islands in the Ising and O(N) Models". Journal of High Energy Physics.
  12. (2014). "Solving the 3d Ising Model with the Conformal Bootstrap II. c-Minimization and Precise Critical Exponents". Journal of Statistical Physics.
  13. Simmons-Duffin, David. (2015). "A semidefinite program solver for the conformal bootstrap". Journal of High Energy Physics.
  14. Pelissetto, Andrea. (2002). "Critical phenomena and renormalization-group theory". Physics Reports.
  15. [[Hagen Kleinert. Kleinert, H.]], [http://www.physik.fu-berlin.de/~kleinert/279/279.pdf "Critical exponents from seven-loop strong-coupling φ4 theory in three dimensions".] {{Webarchive. link. (2020-03-12 ''[[Physical Review]]'' D 60, 085001 (1999))
  16. Balog, Ivan. (2019). "Convergence of Non-Perturbative Approximations to the Renormalization Group". Phys. Rev. Lett..
  17. De Polsi, Gonzalo. (2020). "Precision calculation of critical exponents in the O(N) universality classes with the nonperturbative renormalization group". Phys. Rev. E.
  18. Hasenbusch, Martin. (2010). "Finite size scaling study of lattice models in the three-dimensional Ising universality class". Physical Review B.
  19. Zhu, Wei. (2023). "Uncovering Conformal Symmetry in the 3D Ising Transition: State-Operator Correspondence from a Quantum Fuzzy Sphere Regularization". Physical Review X.
  20. (1999). "Conformal Invariance and Critical Phenomena". Springer.
  21. (1997). "Dynamic Scaling in Epitaxial Growth".
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