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The son questions his father - First Valli
The Upanishad opens with the story of Vajasravasa, also called Aruni Auddalaki Gautama, who gives away all of his worldly possessions. However, his son Nachiketa (Sanskrit: नचिकेत) sees the charitable sacrifice as a farce, because all those worldly things have already been used to exhaustion, and are of no value to the recipients. The cows that were given away, for example, were so old that they had "drunk-their-last-water" (पीतोदकाः), "eaten-their-last-grass" (जग्धतृणाः), "don't give milk" (दुग्धदोहाः) and "who are barren" (निरिन्द्रियाः). Concerned, the son asks his father,
"Dear father, to whom will you give me away?" He said it a second, and then a third time. The father, seized by anger, replied: "To Death, I give you away." |Nachiketa, Katha Upanishad, 1.1.1-1.1.4}}
Nachiketa does not die, but accepts his father's gifting him to Death by visiting the abode of Yama - the deity of death in the Indian pantheon of deities. Nachiketa arrives, but Yama is not in his abode. Nachiketa as guest goes hungry for three nights, states verse 9 of the first Valli of Katha Upanishad. Yama arrives and is apologetic for this dishonor to the guest, so he offers Nachiketa three wishes.
Nachiketa's first wish is that Yama discharge him from the abode of death, back to his family, and that his father be calm, well-disposed, not resentful and the same as he was before when he returns. Yama grants the first wish immediately, states verse 1.1.11 of Katha Upanishad.
For his second wish, Nachiketa prefaces his request with the statement that heaven is a place where there is no fear, no anxiety, no old age, no hunger, no thirst, no sorrow.
In his third wish Nachiketa then asks Yama, in verse 1.1.20, about the doubt that human beings have about "what happens after a person dies? Does he continue to exist in another form? or not?" Nachiketa says that if gods doubt that, then he "Yama" as deity of death ought to be the only one who knows the answer. Yama offers him all sorts of worldly wealth and pleasures instead, but Nachiketa says human life is short, asks Yama to keep the worldly wealth and pleasures to himself, declares that pompous wealth, lust and pleasures are fleeting and vain, then insists on knowing the nature of Atman (Self) and sticks to his question, "what happens after death?"
The theory of good versus dear - Second Valli
Yama begins his teaching by distinguishing between preya (प्रेय, प्रिय, dear, pleasant, gratifying), and shreya (श्रेय, good, beneficial excellence).
Different is the good and different is the dear, they both, having different aims, fetter you men; He, who chooses for himself the good, comes to wellbeing, he, who chooses the dear, loses the goal.
The good and the dear approach the man, The wise man, pondering over both, distinguishes them; The wise one chooses the good over the dear, The fool, acquisitive and craving, chooses the dear. |Yama, Katha Upanishad, 1.2.1-1.2.2}}
The verses 1.2.4 through 1.2.6 of Katha Upanishad then characterizes knowledge/wisdom as the pursuit of good, and ignorance/delusion as the pursuit of pleasant. The pursuit of knowledge and the good, can be taught, learnt and thus realized.
A similar discussion and distinction between the pleasant and the beneficial is found in ancient Greek philosophy, such as in Phaedrus by Plato.
Atman exists, the theory of Yoga and the essence of Vedas - Second Valli
The Katha Upanishad, in verses 1.2.12, asserts that the Atman – Self – exists, though it is invisible and full of mystery. It also states that it is ancient and recognizable by Yoga (meditation on one's self). This is one of the earliest mentions of Yoga in ancient Sanskrit literature, in the context of Self-development and meditation. गुहाहितं गह्वरेष्ठं पुराणम् । अध्यात्मयोगाधिगमेन देवं मत्वा धीरो हर्षशोकौ जहाति ॥ १२ ॥}} He (the Atman), difficult to be seen, full of mystery, the Ancient, primaeval one, concealed deep within, He who, by yoga means of meditation on his self, comprehends Atman within him as God, He leaves joy and sorrow far behind.}}
In verses 1.2.14 through 1.2.22, the Katha Upanishad asserts that the essence of Vedas is to liberate, look past what has happened and what has not happened, free from the past and the future, refocus attention from ignorance to knowledge, leading to the means of blissful existence beyond joy and sorrow. This is achievable through the realization of Atman-Brahman, asserts Katha Upanishad, and this essence is reminded in the Vedas through the word Om (, Aum), as stated in verses 1.2.15-1.2.16. That syllable, Aum, is in Brahman, means Brahman, means the Highest, means the Blissful within.
Yama is the spokesman in the second Valli of the Katha Upanishad. He asserts that man must not fear anyone or anything, not even death, as the true essence of man (Atman) is eternal, beyond birth and death, and identical to Brahman. These passages have been widely studied, and inspired Emerson among others:
The seer (Atman, Self) is not born, nor does he die, He does not originate from anybody, nor does he become anybody, Eternal, ancient one, he remains eternal, he is not killed, even though the body is killed. |Katha Upanishad, 1.2.18}}
The Self (Atman), smaller than small, greater than great, is hidden in the heart of that creature, A man who is free from desires and free from grief, sees the majesty of the Self by the grace of the Creator. |Katha Upanishad, 1.2.20}}
In final verses of the second Valli, the Katha Upanishad asserts that the knowledge of the Atman cannot be attained through intellectual effort, reason, or scriptural study alone. Instead, it is revealed by the Self (Atman) to those whom it selects, but only if they meet certain moral preconditions.
Not through instruction is the Atman attained, not through reason and much scriptural learning; He will be comprehended by him only whom He selects, the Atman reveals his essential nature to him. |Katha Upanishad, 1.2.23}}
Similar ideas are repeated in the Mundaka Upanishad in chapter 3.2, another classic ancient scripture of Hinduism.
The parable of the chariot - Third Valli
The third Valli of Katha Upanishad presents the parable of the chariot, to highlight how Atman, body, mind, senses and empirical reality relate to a human being.
Know that the Atman is the rider in the chariot, and the body is the chariot, Know that the Buddhi (intelligence, ability to reason) is the charioteer, and Manas (mind) is the reins.
The senses are called the horses, the objects of the senses are their paths, Formed out of the union of the Atman, the senses and the mind, him they call the "enjoyer". |Katha Upanishad, 1.3.3-1.3.4}}
The Katha Upanishad asserts that one who does not use his powers of reasoning, whose senses are unruly and mind unbridled, his life drifts in chaos and confusion, his existence entangled in samsara. Those who use their intelligence, have their senses calm and under reason, they live a life of bliss and liberation, which is the highest place of Vishnu. Madhvacharya, the Dvaita Vedanta scholar interprets this term differently, and bases his theistic interpretation of Katha Upanishad by stating that the term refers to the deity Vishnu.
This metaphorical parable of chariot is found in multiple ancient Indian texts, and is called the Ratha Kalpana. A similar simile is found in ancient Greek literature, such as the Parmenides, Xenophon's prologue of Prodikos, and in the Platonic dialogue Phaedrus.
The nature of Atman, need for ethics and the hierarchy of Reality - Third Valli
The Katha Upanishad, in verses 1.3.10 through 1.3.12 presents a hierarchy of Reality from the perspective of a human being. It asserts that Artha (objects, means of life) are above Indriya (senses), that Manas (mind) is above Artha in this hierarchy, and above Manas is Buddhi (intellect, his ability to discern). Above Buddhi is Atman (his Self, great Self).
In verse 1.3.13, Katha Upanishad states that Prajna (conscious man) should heed to the ethical precept of self-examination and self-restraint, restraining his speech and mind by the application of his Buddhi (power to reason). Man should, asserts Katha Upanishad, holistically unify his tempered senses and mind with his intellect, all these with his Atman (Self), and unify his "great Self" with the Self of the rest, the tranquility of Oneness with the Avyaktam and "cosmic Self". Self (Atman) is soundless, touchless, formless, tasteless, scentless, without beginning, without end, imperishable, beyond great, blissful, and when one reveres one's own Self, he is liberated. Such Self-realization is not easy according to Katha Upanishad, प्राप्य वरान्निबोधत । क्षुरस्य धारा निशिता दुरत्यया दुर्गं पथस्तत्कवयो वदन्ति ॥ १४ ॥}} Rise, awake! Having obtained these boons, understand them! Like the Razor's sharp edge is difficult to traverse, The path to one's Self is difficult.}}
Paul Deussen states that verses 1.3.10 to 1.3.13 of Katha Upanishad is one of the earliest mentions of the elements of Yoga theory, and the recommendation of Yoga as a path to the highest goal of man, that is a life of spiritual freedom and liberation.
The theory of Atman, Oneness and Plurality - Fourth Valli
The fourth Valli starts by asserting that inner knowledge is that of unity, eternal calmness and spiritual Oneness, while the external knowledge is that of plurality, perishable "running around" and sensory objects. The Katha Upanishad in fifteen verses of the fourth Valli, as well as those the fifth Valli, explains what is Atman, how it can be known, the nature of Atman, and why it ought to be known. For definition, it deploys an epistemic combination of "positive assertions" as well as "exposition by elimination", the latter repeated with,
एतद्वै तत् ॥ ४ ॥}}
What is left here? Truly, this is that (Atman). |Katha Upanishad, 2.4.3}}
Atman, asserts Katha Upanishad, is the subject of Self-knowledge, the bearer of spiritual reality, that which is all-pervading, inside every being, which unifies all human beings as well as all creatures, the concealed, eternal, immortal, pure bliss. It exists and active when man is in awake-state, it exists and active when man is in dream-state. The empirical reality is the "honey" for the Atman, with the honey metaphor repeating "fruit of numerous karma flowers in the valley of life" doctrine found in other Upanishads, such as in the second chapter of Brihadaranyaka Upanishad. To know Atman, look inward and introspect; to know objects, look outward and examine, states Katha Upanishad. Everything that changes is not Atman, that which was, is, will be and never changes is Atman. Just like a baby is concealed inside a mother's womb when conceived, Atman is concealed inside every creature, states verse 2.4.8 of Katha Upanishad.
Self is the lord of the past, the lord of the now, and the lord of the future. To understand the eternal nature of one's Self is to feel calmness, inner peace, patience and freedom regardless of the circumstances one is in, affections or threats one faces, praises or insults one is subjected to. Anyone who runs after sensory-impressions, gets lost among them just like water flows randomly after rainfall on mountains, state verses 2.4.14 and 2.4.15 of the Katha Upanishad; and those who know their Self and act according to its Dharma remain pure like pure water remains pure when poured into pure water.
There is no plurality and separateness between the essence (Atman) of I and others, between the essence of nature and spirit, asserts Katha Upanishad in verses 2.4.10 and 2.4.11. Shankara agrees with this interpretation. Ramanuja does not and offers a theistic dualism based interpretation instead.
Life is highest joy, and what happens after death - Fifth Valli
The fifth Valli of the Katha Upanishad is an eschatological treatise. It begins by stating that human body is like a Pura (Sanskrit: पुर, town, city) with eleven gates that connect it to the universe. The Katha Upanishad asserts that an individual who understands and reveres this town of eternal, non-changing spirit, is never crooked-minded and is always free. The Self dwells in swan, in the atmosphere, in man, in wide spaces (Varasad), in eternal law, and everywhere in the universe. It is born of water, it is born of kine, it is born of Ṛta (right, truth, ethics, morals, eternal law), and it is born of stone (mountains) as the great Ṛta, as it ought to be. This Self is worshipped by all the gods. Body dies, Self doesn't.
In verses 2.5.6 and 2.5.7, the Katha Upanishad discusses what happens to the Self after death, stating a variant of the premise of Karma theory that underlies major Indian religions,
स्थाणुमन्येऽनुसंयन्ति यथाकर्म यथाश्रुतम् ॥ ७ ॥}}
Some of these Selfs enter into the womb, in order to embody again into organic beings, others assemble unto what is Sthānu (immovable things), according to their karma, according to their shrutam (श्रुतम्, knowledge, learning). |Katha Upanishad, 2.5.7}}
The Self is always awake and active, while one is asleep, shaping wishful dreams. It is one with Brahman. It is everywhere, within and without, it is immortal. This universal, oneness theme is explained by the Katha Upanishad by three similes, which Paul Deussen calls as excellent. Just like one light exists and penetrates the cosmic space, enveloping and clinging to everything and every form individually, the "one inner Self" of beings exists and dwells in all beings, clings to every form and remains still without, states the Katha Upanishad. Just like one air exists and penetrates the world, enveloping and clinging to everything and every being individually, the "one inner Self" of beings exists and dwells in all beings, clings to every form and remains still without. Just like the Sun exists and its nature is not contaminated by the impurities seen by the eyes, the "one inner Self" of beings exists and its nature is pure, never contaminated by the sorrows and blemishes of the external world. Parts of the ideas in these first two similes of Katha Upanishad are of far more ancient origins, and found for example in Book 6, Chapter 47 of Rig veda.
That individual is perennially happy, asserts Katha Upanishad, who realizes the Atman is within him, that he himself is the Master, that the inner Self of all beings and his own Self are "one form manifold", and none other. Life is spirit, full of joy. Meaning is Atman, full of perennial peace. "Truly, this is that", once deeply felt and understood by man, is inexpressible highest joy. It is he who realizes this who shines, his splendour shines everything with and by (Anu), the whole world shines by such joy unleashed, such splendour manifested.
The theory of Yoga - Sixth Valli
The sixth Valli continues the discussion of Karma and rebirth theory, sections of which Max Muller states is possibly interpolated and inserted in a later period. The first five verses of the last section of the Upanishad assert that those who do not know or do not understand Atman return to the world of creation, and those who do are free, liberated. Some unaware of Brahman's essence are naturally inclined to fear God and its manifestation such as nature (fire, lightning, sun), state verses 2.6.2 and 2.6.3 of Katha Upanishad.
The Katha Upanishad, in verses 2.6.6 through 2.6.13 recommends a path to Self-knowledge, and this path it calls Yoga. बुद्धिश्च न विचेष्टते तामाहुः परमां गतिम् ॥ १० ॥ तां योगमिति मन्यन्ते स्थिरामिन्द्रियधारणाम् । अप्रमत्तस्तदा भवति योगो हि प्रभवाप्ययौ ॥ ११ ॥}} Only when Manas (mind) with thoughts and the five senses stand still, and when Buddhi (intellect, power to reason) does not waver, that they call the highest path. That is what one calls Yoga, the stillness of the senses, concentration of the mind, It is not thoughtless heedless sluggishness, Yoga is creation and dissolution.}}
Realize you are perfect now and here - Sixth Valli
The Katha Upanishad concludes its philosophical presentation in verses 14-15 of the sixth Valli. The state of perfection, according to the last section of the Upanishad, explains Paul Deussen, consists "not in the attainment of a future or yonder world, but it is already just now and here for one who is Self-realized, who knows his Self as Brahman (Cosmic Self)". This teaching is also presented in the other ancient scriptures of Hinduism, such as Brihadaranyaka Upanishad's Chapter 4.4.6.
The verse 15 of the sixth Valli declares that the Upanishad concludes its teaching therein. that these remaining verses 2.6.16 – 2.6.18 are possibly modern additions as appendix and have been interpolated. This is due to the declaration of Upanishad's end in verse 15, and the additional three verses that are structured in prose-like manner, rather than the poetic, metric-perfection that Katha Upanishad is largely written in.