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Form 5

Insider trading form in the US

Insider trading form in the US

Form 5 is an SEC filing submitted to the Securities and Exchange Commission on an annual basis by company officers, directors, or beneficial (10%) owners, which summarizes their insider trading activities. This form is simply a combination of year's Form 4 filings, which are mandatory filings made shortly after insiders make transactions.

Form 5 is stored in SEC's EDGAR database and academic researchers make these reports freely available as structured datasets in the Harvard Dataverse.

References

References

  1. (26 April 2023). "Insider trading". Scientific Data.
  2. (3 May 2024). "Layline insider trading dataset". Harvard Dataverse.
  3. "Layline Dataverse".
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