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Form 3

Type of U.S. SEC filing

Type of U.S. SEC filing

Form 3 is an SEC filing filed with the US Securities and Exchange Commission to indicate a preliminary insider transaction by an officer, director, or beneficial (10%) owner of the company's securities. These are typically seen after a company IPOs when insiders make their first transactions. After a Form 3 is filed, future filings of the same nature are filed under Form 4 (standard disclosure) or Form 5 (annual disclosure).

Form 3 is stored in SEC's EDGAR database and academic researchers make these reports freely available as structured datasets in the Harvard Dataverse.

References

References

  1. (26 April 2023). "Insider trading". Scientific Data.
  2. (3 May 2024). "Layline insider trading dataset". Harvard Dataverse.
  3. "Layline Dataverse".
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