Schur-convex function

In mathematics, a Schur-convex function, also known as S-convex, isotonic function and order-preserving function is a function f : R d → R {\displaystyle f:\mathbb {R} ^{d}\rightarrow \mathbb {R} } that for all x , y ∈ R d {\displaystyle x,y\in \mathbb {R} ^{d}} such that x {\displaystyle x} is majorized by y {\displaystyle y} , one has that f ( x ) ≤ f ( y ) {\displaystyle f(x)\leq f(y)} . Named after Issai Schur, Schur-convex functions are used in the study of majorization.

In mathematics, a Schur-convex function, also known as S-convex, isotonic function and order-preserving function is a function

    f
    :
    
      
        R
      
      
        d
      
    
    →
    
      R
    
  

{\displaystyle f:\mathbb {R} ^{d}\rightarrow \mathbb {R} }

that for all

    x
    ,
    y
    ∈
    
      
        R
      
      
        d
      
    
  

{\displaystyle x,y\in \mathbb {R} ^{d}}

such that

    x
  

{\displaystyle x}

is majorized by

    y
  

{\displaystyle y}

, one has that

    f
    (
    x
    )
    ≤
    f
    (
    y
    )
  

{\displaystyle f(x)\leq f(y)}

. Named after Issai Schur, Schur-convex functions are used in the study of majorization.

A function f is 'Schur-concave' if its negative, −f, is Schur-convex.

Every function that is convex and symmetric (under permutations of the arguments) is also Schur-convex.

Every Schur-convex function is symmetric, but not necessarily convex.

If

    f
  

{\displaystyle f}

is (strictly) Schur-convex and

    g
  

{\displaystyle g}

is (strictly) monotonically increasing, then

    g
    ∘
    f
  

{\displaystyle g\circ f}

is (strictly) Schur-convex.

If

    g
  

{\displaystyle g}

is a convex function defined on a real interval, then

      ∑
      
        i
        =
        1
      
      
        n
      
    
    g
    (
    
      x
      
        i
      
    
    )
  

{\displaystyle \sum _{i=1}^{n}g(x_{i})}

is Schur-convex.

If f is symmetric and all first partial derivatives exist, then f is Schur-convex if and only if

(

      x
      
        i
      
    
    −
    
      x
      
        j
      
    
    )
    
      (
      
        
          
            
              ∂
              f
            
            
              ∂
              
                x
                
                  i
                
              
            
          
        
        −
        
          
            
              ∂
              f
            
            
              ∂
              
                x
                
                  j
                
              
            
          
        
      
      )
    
    ≥
    0
  

{\displaystyle (x_{i}-x_{j})\left({\frac {\partial f}{\partial x_{i}}}-{\frac {\partial f}{\partial x_{j}}}\right)\geq 0}

for all

    x
    ∈
    
      
        R
      
      
        d
      
    
  

{\displaystyle x\in \mathbb {R} ^{d}}

holds for all

    1
    ≤
    i
    ,
    j
    ≤
    d
  

{\displaystyle 1\leq i,j\leq d}

.

  • f ( x ) = min ( x )

    {\displaystyle f(x)=\min(x)}

is Schur-concave while

    f
    (
    x
    )
    =
    max
    (
    x
    )
  

{\displaystyle f(x)=\max(x)}

is Schur-convex. This can be seen directly from the definition.

  • The Shannon entropy function

        ∑
        
          i
          =
          1
        
        
          d
        
      
      
        
          P
          
            i
          
        
        ⋅
        
          log
          
            2
          
        
        ⁡
        
          
            1
            
              P
              
                i
    

    {\displaystyle \sum {i=1}^{d}{P{i}\cdot \log {2}{\frac {1}{P{i}}}}}

is Schur-concave.

  • The Rényi entropy function is also Schur-concave.

  • x ↦

        ∑
        
          i
          =
          1
        
        
          d
        
      
      
        
          x
          
            i
          
          
            k
          
        
      
      ,
      k
      ≥
      1
    

    {\displaystyle x\mapsto \sum {i=1}^{d}{x{i}^{k}},k\geq 1}

is Schur-convex if

    k
    ≥
    1
  

{\displaystyle k\geq 1}

, and Schur-concave if

    k
    ∈
    (
    0
    ,
    1
    )
  

{\displaystyle k\in (0,1)}

.

  • The function

      f
      (
      x
      )
      =
      
        ∏
        
          i
          =
          1
        
        
          d
        
      
      
        x
        
          i
    

    {\displaystyle f(x)=\prod {i=1}^{d}x{i}}

is Schur-concave, when we assume all

      x
      
        i
      
    
    >
    0
  

{\displaystyle x_{i}>0}

. In the same way, all the elementary symmetric functions are Schur-concave, when

      x
      
        i
      
    
    >
    0
  

{\displaystyle x_{i}>0}

.

  • A natural interpretation of majorization is that if

      x
      ≻
      y
    

    {\displaystyle x\succ y}

then

    x
  

{\displaystyle x}

is less spread out than

    y
  

{\displaystyle y}

. So it is natural to ask if statistical measures of variability are Schur-convex. The variance and standard deviation are Schur-convex functions, while the median absolute deviation is not.

  • A probability example: If

        X
        
          1
        
      
      ,
      …
      ,
      
        X
        
          n
    

    {\displaystyle X_{1},\dots ,X_{n}}

are exchangeable random variables, then the function

      E
    
    
      ∏
      
        j
        =
        1
      
      
        n
      
    
    
      X
      
        j
      
      
        
          a
          
            j
          
        
      
    
  

{\displaystyle {\text{E}}\prod _{j=1}^{n}X_{j}^{a_{j}}}

is Schur-convex as a function of

    a
    =
    (
    
      a
      
        1
      
    
    ,
    …
    ,
    
      a
      
        n
      
    
    )
  

{\displaystyle a=(a_{1},\dots ,a_{n})}

, assuming that the expectations exist.

  • The Gini coefficient is strictly Schur convex.

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  • Quasiconvex function

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